MEZZANINE FINANCING

We offer full non-recourse no personal guarantee mezzanine and venture capital type loans for OTC & NASDAQ listed companies only.

We do not deal with private companies. We will fund both current and delinquent issuers on a case by case assessment. Both reporting and non-reporting companies considered.
Ideal candidates could be companies that have fallen behind with their SEC or OTC markets mandatory or voluntary filing requirements. In other words, we will bring all of your service providers and OTC markets in compliance
This is a stock-based loan proposition on the control block of shares and is not toxic financing or convertible debt.

In finance, mezzanine capital is any subordinated debt or preferred equity instrument that represents a claim on a company’s assets which is senior only to that of the common shares. Mezzanine financings can be structured either as debt (typically an unsecured and subordinated note) or preferred stock.
The higher cost of capital associated with mezzanine financings is the result of its being an unsecured, subordinated (or junior) obligation in a company’s capital structure (i.e., in the event of default, the mezzanine financing is only repaid after all senior obligations have been satisfied).

Additionally, mezzanine financings, are often used by smaller companies and may involve greater overall levels of leverage than issues in the high-yield market; they thus involve additional risk. In compensation for the increased risk, mezzanine debt holders require a higher return for their investment than secured or more senior lenders.

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